AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
LG

L. Bruce Glasser

INTE SECURITIES LLC
Boca Raton, FL 33433
Some features on this profile are disabled
CRD#: 1371726
LG

Professional summary


L. Bruce Glasser, who also goes by Bruce Glasser, L Bruce Glasser, is a registered financial professional currently at INTE SECURITIES LLC located in Boca Raton, Florida.

L. Bruce is registered as a RR (Registered Representative) and started their career in finance in 1985. L. Bruce has worked at 17 firms and has passed the Series 63, Series 79TO, SIE, Series 15, Series 7, Series 3, Series 5, Series 53, Series 8 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bruce Glasser | L Bruce Glasser

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view L. Bruce Glasser's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 29, 2016 - Present

INTE SECURITIES LLC

Office #1: 7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433Office #2: 42 Broadway, Suite 12-128, New York, NY 10004
BD
CRD#: 47107
Boca Raton, FL
Past

August 28, 2012 - April 7, 2016

INTERCOASTAL CAPITAL MARKETS, INC.

BD
CRD#: 83
BOCA RATON, FL
Past

October 25, 2010 - November 19, 2012

HALCYON CABOT PARTNERS, LTD.

BD
CRD#: 32664
NEW YORK, NY
Past

December 6, 2006 - May 12, 2010

MICG INVESTMENT MANAGEMENT, LLC

BD
CRD#: 104028
NEW YORK, NY
Past

March 16, 2004 - November 30, 2006

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
NEW YORK, NY
Past

June 22, 2001 - March 15, 2004

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
NEW YORK, NY
Past

February 20, 2001 - June 28, 2001

ECAPNETWORK SECURITIES, INC.

BD
CRD#: 14901
NEW YORK, NY
Past

November 2, 1999 - December 31, 2000

DUNWOODY BROKERAGE SERVICES, INC.

BD
CRD#: 31183
ATLANTA, GA
Past

September 25, 1996 - February 6, 1998

KAUFMAN BROS., L.P.

BD
CRD#: 37909
NEW YORK, NY
Past

January 2, 1996 - August 23, 1996

RICKEL & ASSOCIATES, INC.

BD
CRD#: 7839
NEW YORK, NY
Past

August 18, 1995 - December 5, 1995

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
PHILADELPHIA, PA
Past

May 27, 1994 - August 8, 1995

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

February 1, 1994 - May 10, 1994

MARION BASS SECURITIES CORPORATION

BD
CRD#: 7961
CHARLOTTE, NC
Past

October 14, 1993 - February 8, 1994

MAIDSTONE FINANCIAL, INC.

BD
CRD#: 31804
NEW YORK, NY
Past

May 28, 1992 - September 20, 1993

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

February 15, 1989 - June 11, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

August 20, 1985 - February 22, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/29/2016)
RR
New York
(9/1/2016)
RR
Pennsylvania
(8/30/2016)
RR
Texas
(9/2/2016)
RR
Virginia
(12/19/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 5/17/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 8/27/1985
Foreign Currency Options Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 6/20/1985
Interest Rate Options Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 10/24/1994
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IS
INTE SECURITIES LLC
EQUINOX SECURITIES, LLC | TRUMP SECURITIES, LLC | INTE SECURITIES LLC

CRD#: 47107 / SEC#: , 8-51667

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
Mailing Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
Phone number
(212) 897-1694
Established
Florida since 08/14/2018
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SPINDEL, ALANMEMBER6141844
SPINDEL, HOWARDMEMBER708042
SPINDEL, JAYMEMBER1839344
STUPAY, MICHAEL ELLIOTMEMBER2287906
STUPAY, SHELLEYMEMBER5570644
OBSBAUM, FREDRIC MICHAELCCO1160811

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTE SECURITIES LLC

CRD#: 47107Boca Raton, FL 33433

TRUST BUT VERIFY

Monitor L. Bruce Glasser

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Charles Andrew Fischer
Charles FischerAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
IAR
RR
Boca Raton, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.