Peter W. Kuylenstierna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Wilhelm Kuylenstierna, who also goes by Peter Wilhelm Kuylenstierna, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1985. Peter had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2019 - December 13, 2023
MORGAN STANLEY
December 6, 2019 - December 13, 2023
MORGAN STANLEY
October 1, 2012 - December 17, 2019
J.P. MORGAN SECURITIES LLC
October 1, 2012 - December 17, 2019
J.P. MORGAN SECURITIES LLC
May 2, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 5, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
June 22, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
October 13, 2005 - March 19, 2007
WELLS FARGO CLEARING SERVICES, LLC
June 24, 2002 - March 19, 2007
WELLS FARGO CLEARING SERVICES, LLC
February 18, 1999 - June 20, 2002
MORGAN STANLEY DW INC.
February 12, 1999 - June 20, 2002
MORGAN STANLEY DW INC.
April 1, 1998 - December 11, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 17, 1997 - April 1, 1998
BARNETT INVESTMENTS, INC.
March 3, 1997 - April 16, 1997
GKN SECURITIES CORP.
July 13, 1989 - November 3, 1992
ASB FINANCIAL SERVICES
June 9, 1988 - February 16, 1989
LEHMAN BROTHERS INC.
October 12, 1987 - June 21, 1988
CIBC WORLD MARKETS CORP.
June 19, 1985 - October 20, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
