James H. Davis
Professional summary
James Harrison Davis, who also goes by Jd Daivs, James H Davis, is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Palm Coast, Florida.
James is registered as a RR (Registered Representative) and started their career in finance in 1985. James has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7, Series 27, Series 26, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Harrison Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2001 - Present
CELADON FINANCIAL GROUP LLC
February 1, 1999 - November 17, 2000
W. H. MELL ASSOCIATES, INC.
June 11, 1996 - September 11, 1998
JANNEY MONTGOMERY SCOTT LLC
December 3, 1985 - June 27, 1996
TUCKER ANTHONY INCORPORATED
July 23, 1985 - December 13, 1985
GABRIELE, HUEGLIN & CASHMAN INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2021)
(1/3/2017)
(9/26/2022)
(5/29/2001)
(5/25/2001)
(5/25/2001)
(1/11/2016)
(10/27/2021)
(8/10/2022)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/6/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
CELADON FINANCIAL GROUP LLC
CRD#: 36538 / SEC#: , 8-47288
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERSCH, DARYL SCOTT | CEO/MAJORITY MEMBER/GSP/ROSFP | 1255474 |
| CAMBRIA HOLDINGS, INC. | MINORITY MEMBER | |
| COSTINE, MELISSA ANNE | OPERATIONS MANAGER/GSP | 2646983 |
| NAVAS, NELSON GABRIEL | CFO/FINOP/GSP | 5092353 |
| PASTINE, ARMAND RALPH | HEAD OF CAPITAL MARKETS/GSP | 2257531 |
| WALDMAN, PAUL MITCHELL | CCO/AMLCO/GSP/ROSFP | 1885767 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
