Carl R. Montgomery
Professional summary
Carl Robert Montgomery was a registered financial advisor .
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Carl had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2026 - Present
Office #1: 840 Apollo St, Suite 321, El Segundo, CA 90245
October 16, 2015 - September 28, 2026
WELLS FARGO CLEARING SERVICES, LLC
October 16, 2015 - September 28, 2026
WELLS FARGO CLEARING SERVICES, LLC
April 29, 2015 - October 20, 2015
MORGAN STANLEY
June 1, 2009 - October 20, 2015
MORGAN STANLEY
January 26, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 13, 1989 - February 1, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 1988 - March 27, 1989
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/14/2026)
(9/28/2026)
Exams
What does exam status mean?
Current firm
No current employment
Red Flags
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