David M. Brenner

D. M. BRENNER

Solana Beach, CA 92075

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CRD#: 1370881

Professional summary

David Morgan Brenner, ChFC®, CLU® is a registered financial advisor currently at D. M. BRENNER, INC. located in Solana Beach, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED INSURANCE AGENT. SELF EMPLOYED 1991;380 STEVENS AVENUE, SUITE 211, SOLANA BEACH, CA DBA D.M. Brenner, Inc., Insurance agent 12 hour per mo, 1 hour per mo during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Morgan Brenner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

October 6, 2004 - Present

D. M. BRENNER, INC.

Office #1: 380 Stevens Avenue Suite 205, Solana Beach, CA 92075

RIA

CRD#: 134398

Solana Beach, CA

Past

May 20, 2013 - October 6, 2020

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

SOLANA BEACH, CA

Past

August 10, 2011 - May 17, 2013

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

FRESNO, CA

Past

August 10, 2011 - May 17, 2013

SCF SECURITIES, INC.

CRD#: 47275

SOLANA BEACH, CA

Past

May 24, 1999 - August 16, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

ENCINITAS, CA

Past

May 20, 1999 - August 16, 2011

LPL FINANCIAL LLC

CRD#: 6413

ENCINITAS, CA

Past

September 24, 1991 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

September 24, 1991 - May 12, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

June 30, 1988 - August 5, 1991

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

June 18, 1985 - July 5, 1988

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

D. M. BRENNER, INC.

CRD#: 134398 / SEC#: 801-119136

RIA

Registered Investment Advisory firm - (9/8/2020 Approved)

California

Registered Investment Advisory firm - (3/19/2022 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/6/2004)

IAR

Texas
(2/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/9/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/15/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/3/1999

General Securities Principal Examination

Current Firm

D. M. BRENNER, INC.

CRD#: 134398 / SEC#: 801-119136

RIA

Registered Investment Advisory firm - (9/8/2020 Approved)

California

Registered Investment Advisory firm - (3/19/2022 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2022 Terminated)

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Contact information

Main Address

380 Stevens Avenue Suite 205, Solana Beach, CA 92075

Mailing Address

Phone number

(858) 345-1001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

D.M. BRENNER, INC. FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	389
AUM (Assets Under Management)	$ 176,059,293

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David M. Brenner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Morgan Brenner's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

HORNOR, TOWNSEND & KENT, LLC

JANNEY MONTGOMERY SCOTT LLC

Primary Firm SEC Registration

D. M. BRENNER, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/9/1985

SIE

Date: 10/1/2018

Series 7

Date: 6/15/1985

Series 24

Date: 6/3/1999

Current Firm

D. M. BRENNER, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

D. M. BRENNER, INC.

TRUST BUT VERIFY

Contact information

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