John C. Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Berry was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2017 - July 23, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 11, 2017 - July 23, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 26, 2009 - October 12, 2017
INVEST FINANCIAL CORPORATION
January 26, 2009 - October 12, 2017
INVEST FINANCIAL CORPORATION
May 26, 2005 - January 23, 2009
SYNERGY INVESTMENT GROUP, LLC
May 26, 2005 - January 23, 2009
SYNERGY INVESTMENT GROUP, LLC
February 28, 2003 - December 8, 2005
PINNACLE WEALTH MANAGGEMENT
August 21, 1996 - June 1, 2005
ROUND HILL SECURITIES, INC.
May 5, 1994 - August 23, 1996
IDS LIFE INSURANCE COMPANY
May 5, 1994 - August 23, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
April 3, 1989 - July 7, 1994
NORTH AMERICAN MANAGEMENT, INC.
June 6, 1985 - March 15, 1989
PFS INVESTMENTS INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
