Michael J. Palazzi
Professional summary
Michael Joseph Palazzi, who also goes by Michael Palazzi, is a registered financial professional currently at PROFOR ADVISORS located in Rye Brook, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Palazzi's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2022 - Present
PROFOR ADVISORS
Office #1: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573April 3, 2014 - May 19, 2022
CASTLE HILL CAPITAL PARTNERS, INC.
February 13, 2013 - March 5, 2014
WEEDEN & CO.L.P.
October 25, 2011 - July 12, 2012
ECHOTRADE LLC
February 2, 2010 - October 21, 2011
ECHOTRADE LLC
October 19, 2009 - November 5, 2009
ECHOTRADE LLC
July 17, 2007 - October 6, 2009
PALI CAPITAL, INC.
April 22, 2002 - July 29, 2005
COWEN AND COMPANY
April 3, 1988 - April 18, 1995
CIBC WORLD MARKETS CORP.
July 1, 1985 - April 11, 2002
CIBC WORLD MARKETS CORP.
May 21, 1985 - June 13, 1985
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/31/2022)
Exams
Series 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 11/11/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
PROFOR ADVISORS
CRD#: 136084 / SEC#: , 8-66974
Contact information
FINRA licenses (30 States and Territories)
Documents
Red Flags
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