Michael Joseph Palazzi
Professional Summary
Michael Joseph Palazzi, who also goes by Michael Palazzi, is a registered financial advisor currently at PROFOR ADVISORS located in Rye Brook, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Palazzi
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS
Contact Information
Main Address
800 Westchester Ave Suite 641n, Rye Brook, NY 10573Mailing Address
800 Westchester Ave Suite 641n, Rye Brook, NY 10573Phone Number
(646) 202-2969Established
New York since 06/03/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (30 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/31/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1996SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Palazzi's CRS (Customer Relationship Summary).
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