Mary L. James

COLOMB INVESTMENT MANAGEMENT COMPANY

Ocala, FL

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CRD#: 1369633

Professional summary

Mary Louise James, CFP®, who also goes by Mary Louise Gleason, Mary Louise Hart, Mary Lou Hinds, Mary Louise Hinds, is a registered financial advisor currently at COLOMB INVESTMENT MANAGEMENT COMPANY, LLC located in Ocala, Florida.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Mary has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mary Louise Gleason | Mary Louise Hart | Mary Lou Hinds | Mary Louise Hinds

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SWP Group Inc.; Ocala, FL; President/Insurance Agent; Fixed Insurance Sales; 5 hour per month, some of which during securities trading hours; activity began 08/2012, 2. Prime Image Design LLC; Managing Member; Ocala, Florida; activity began 06/2006 3. Independent Author; Yes; Ocala, FL; Literature; Author; 11/2022; Less than 2%/ MO; 0 Hrs/ MO 4. Touchstone Wealth Advisors, LLC; Managing Member; Ocala, FL; legal entity formerly registered as an investment adviser (from 2020 through 2023) but now used for tax/accounting purposes only. Less than 2 Hrs/Mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Louise James's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 46173

OCALA, FL

Past

February 19, 1998 - October 29, 2004

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

WEEKI WACHEE, FL

Past

February 16, 1998 - October 29, 2004

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

August 6, 1993 - March 10, 1998

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

July 1, 1985 - February 24, 1987

MONARCH SECURITIES, INC.

CRD#: 2809

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088 / SEC#: 801-130417

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

Alabama

Registered Investment Advisory firm - (6/17/2024 Terminated)

Florida

Registered Investment Advisory firm - (6/13/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (6/26/2024 Terminated)

Maryland

Registered Investment Advisory firm - (6/28/2024 Terminated)

Mississippi

Registered Investment Advisory firm - (6/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088 / SEC#: 801-130417

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

Alabama

Registered Investment Advisory firm - (6/17/2024 Terminated)

Florida

Registered Investment Advisory firm - (6/13/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (6/26/2024 Terminated)

Maryland

Registered Investment Advisory firm - (6/28/2024 Terminated)

Mississippi

Registered Investment Advisory firm - (6/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2024 Terminated)

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Contact information

Main Address

3636 South Interstate 10 Service Road Suite 214, Metairie, LA 70001

Mailing Address

Phone number

(504) 520-8050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIMC FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 2,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mary L. James

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Louise James's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCBRYAR ADVISORY SERVICES, INC.

TOUCHSTONE WEALTH ADVISORS LLC

WEALTH WITH WISDOM ADVISORS, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

NYLIFE SECURITIES LLC

MONARCH SECURITIES, INC.

Primary Firm SEC Registration

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2005

Series 63

Date: 8/15/1995

SIE

Date: 8/2/2017

Series 7

Date: 5/5/1997

Series 6

Date: 8/5/1993

Current Firm

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

TRUST BUT VERIFY

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