Tim A. Buscher
Professional summary
Tim Alan Buscher, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Zephyr Cove, Nevada and CETERA ADVISORS LLC located in Zephyr Cove, Nevada.
Tim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Tim has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tim Alan Buscher's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 295 Hwy. 50 Suite 7, Zephyr Cove, NV 89448September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 295 Highway 50 Suite 7, Zephyr Cove, NV 89448July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
January 24, 1997 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
December 16, 1994 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
May 31, 1989 - December 20, 1994
FIRST AFFILIATED SECURITIES
January 29, 1988 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
January 22, 1986 - January 12, 1988
EDWARD JONES
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2022)
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(5/29/2025)
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(11/12/2020)
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(11/12/2020)
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(4/9/2025)
(9/8/2022)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Zephyr Cove, NV 89448TRUST BUT VERIFY
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