Charles E. Delao
Professional summary
Charles Ernest Delao was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles Ernest Delao was a registered financial advisor .
Charles is a previously registered financial advisor and started their career in finance in 1985. Charles had worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2009 - January 4, 2012
STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.
February 2, 2005 - January 1, 2009
DELAO FINANCIAL GROUP INC.
March 11, 2003 - May 3, 2011
HARRISON DOUGLAS, INC.
October 31, 2000 - March 14, 2003
SENTRA SECURITIES CORPORATION
October 23, 2000 - March 14, 2003
SENTRA SECURITIES CORPORATION
July 6, 2000 - October 24, 2000
OSAIC WEALTH, INC.
March 13, 1998 - July 14, 2000
SENTRA SECURITIES CORPORATION
January 30, 1997 - January 8, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
April 8, 1996 - January 17, 1997
ASB FINANCIAL SERVICES
September 13, 1994 - April 3, 1996
GUARANTY BROKERAGE SERVICES, INC.
September 24, 1992 - September 9, 1994
GLENFED BROKERAGE SERVICES
March 27, 1992 - October 1, 1992
CULLUM & SANDOW SECURITIES, INC.
December 21, 1989 - December 18, 1991
FINANCE 500, INC.
May 20, 1985 - April 2, 1986
ALEXANDER MICHAELS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.
CRD#: 142712 / SEC#:
Contact information
Red Flags
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