Sam Z. Albright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sam Zachry Albright was a registered financial advisor .
Sam is a previously registered financial advisor and started their career in finance in 1982. Sam had worked at 8 firms and has passed the Series 63, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2005 - August 23, 2005
COWEN SECURITIES LLC
December 15, 2003 - February 2, 2011
COASTAL ENERGY ADVISORS LLC
July 22, 2002 - September 16, 2003
OPPENHEIMER & CO. INC.
January 10, 2001 - March 15, 2002
RBC CAPITAL MARKETS, LLC
September 12, 2000 - January 18, 2001
RBC CAPITAL MARKETS CORPORATION
February 11, 1993 - January 10, 2000
JEFFERIES LLC
June 20, 1989 - February 4, 1993
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
November 12, 1982 - August 1, 1985
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COWEN SECURITIES LLC
CRD#: 23510 / SEC#: , 8-40487
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
