Elmer L. Meszaros
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elmer Ladislaus Meszaros was a registered financial professional .
Elmer is a previously registered financial professional and started their career in finance in 1985. Elmer had worked at 3 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2017 - October 9, 2025
CARNEGIE INVESTMENT COUNSEL
July 16, 2015 - December 12, 2017
MIDWEST INVESTMENT MANAGEMENT LLC
April 29, 1985 - June 3, 1996
ROULSTON RESEARCH CORP.
Primary Firm SEC Registration
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,127 |
| AUM (Assets Under Management) | $ 6,520,130,588 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 07/13/2023 | ||
| 02/08/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
