Ralph Alan Fogel
Professional Summary
Ralph Alan Fogel, who also goes by Ralph Alan Fogel, is a registered financial advisor currently at FOGEL NEALE WEALTH MANAGEMENT, LLC located in New York, New York and INTE SECURITIES LLC located in Boca Raton, Florida. Ralph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Ralph has worked at 15 firms and has passed the Series 65, Series 66, Series 63, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ralph Alan Fogel
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
FOGEL NEALE INSURANCE AGENCY, LLC | FOGEL NEALE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
42 Broadway Suite 1227, New York, NY 10004Mailing Address
42 Broadway 12th Floor, New York, NY 10004Phone Number
(212) 949-0922# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
90AUM (Assets Under Management)
$5,432,371Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/23/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 1999SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Ralph Alan Fogel's CRS (Customer Relationship Summary).
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