Charles Sanacore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Sanacore was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1985. Charles had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2012 - August 22, 2012
TEJAS SECURITIES GROUP, INC.
May 23, 2007 - February 21, 2012
EKN FINANCIAL SERVICES INC.
February 18, 2005 - May 23, 2005
W.A. CAPITAL MARKETS
January 5, 2005 - January 26, 2005
DOYLE, MILES & CO., LLC
March 2, 2004 - December 31, 2004
PREFERREDTRADE, INC.
April 29, 1985 - March 24, 1992
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TEJAS SECURITIES GROUP, INC.
CRD#: 36705 / SEC#: , 8-47433
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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