Mark Duane Prout
Professional Summary
Mark Duane Prout is a registered financial advisor currently at PARADIGM EQUITIES, INC. located in East Lansing, Michigan. Mark is registered as a RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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FOGUTH WEALTH MANAGEMENT, LLC.
Contact Information
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FOGUTH WEALTH MANAGEMENT, LLC.
Disclosures on record.
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Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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FOGUTH WEALTH MANAGEMENT, LLC.
Current Firm
PARADIGM EQUITIES, INC.
Contact Information
Main Address
1216 Kendale Blvd, East Lansing, MI 48823Mailing Address
1216 Kendale Boulevard Po Box 2501, East Lansing, MI 48826Phone Number
(517) 351-2122Established
Michigan since 01/19/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (18 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEA FINANCIAL SERVICES | SHAREHOLDER | — |
| CALLENDER, ROBERT | DIRECTOR | 8323516 |
| EDOFF, ERIK JAMES | SECRETARY | — |
| ELING, AARON JAMES | DIRECTOR | — |
| FOX, JACOB PETER | CHIEF COMPLIANCE OFFICER | 7647404 |
| MADAFFERI, CHANDRA ANN | CHAIRPERSON | — |
| MCGILLIS, ASHLEY NICOLE | CHIEF OPERATIONS OFFICER | 6431019 |
| REAUME, BRUCE MICHAEL | PRESIDENT | 3179618 |
| SHIPMAN, MICHELLE ANN | CHIEF FINANCIAL OFFICER | 4149477 |
Disclosures
Regulatory Event
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FOGUTH WEALTH MANAGEMENT, LLC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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FOGUTH WEALTH MANAGEMENT, LLC.
State Registrations and Notice Filings
(2/23/2018)
(9/5/2013)
(2/18/2009)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1996About the Series 6 examSRO Registrations
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FOGUTH WEALTH MANAGEMENT, LLC.
CRS (Client Relationship Summary) - BD
Click below to view Mark Duane Prout's CRS (Customer Relationship Summary).
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FOGUTH WEALTH MANAGEMENT, LLC.