Mark D. Prout
Professional summary
Mark Duane Prout is a registered financial professional currently at PARADIGM EQUITIES, INC. located in East Lansing, Michigan.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Duane Prout's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2009 - Present
PARADIGM EQUITIES, INC.
Office #1: 1216 Kendale Blvd, East Lansing, MI 48823March 16, 1999 - February 13, 2009
OSAIC WEALTH, INC.
August 19, 1996 - December 31, 1998
SIGMA FINANCIAL CORPORATION
September 15, 1989 - October 11, 1990
MARINER FINANCIAL SERVICES, INC.
October 29, 1986 - June 24, 1989
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2018)
(9/5/2013)
(2/18/2009)
Exams
FINRA
Current Firm
PARADIGM EQUITIES, INC.
CRD#: 31990 / SEC#: , 8-45593
Contact information
FINRA licenses (18 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEA FINANCIAL SERVICES | SHAREHOLDER | |
| EDOFF, ERIK JAMES | SECRETARY | |
| ELING, AARON JAMES | DIRECTOR | |
| FOX, JACOB PETER | CHIEF COMPLIANCE OFFICER | 7647404 |
| MADAFFERI, CHANDRA ANN | CHAIRPERSON | |
| MCGILLIS, ASHLEY NICOLE | CHIEF OPERATIONS OFFICER | 6431019 |
| REAUME, BRUCE MICHAEL | PRESIDENT | 3179618 |
| SHIPMAN, MICHELLE ANN | CHIEF FINANCIAL OFFICER | 4149477 |
| SMITH, BRETT R | DIRECTOR |
Disclosures
| Regulatory Event | 1 |
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