Chris L. Meacham

VIVALDI CAPITAL MANAGEMENT LP

SAN DIEGO, CA 92127

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CRD#: 1366969

Professional summary

Chris Lamont Meacham is a registered financial advisor currently at VIVALDI CAPITAL MANAGEMENT LP located in San Diego, California.

Chris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Chris has worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chris Lamont Meacham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2020 - Present

VIVALDI CAPITAL MANAGEMENT LP

Office #1: 16935 W Bernardo Drive, Suite 260, San Diego, CA 92127

RIA

CRD#: 160150

SAN DIEGO, CA

Past

October 10, 2007 - December 31, 2007

COINBASE CAPITAL MARKETS CORP

CRD#: 10722

NEW YORK, NY

Past

January 2, 2003 - June 27, 2005

CAPSTONE INVESTMENTS

CRD#: 41400

SAN DIEGO, CA

Past

December 23, 1999 - September 19, 2002

WARNER BECK INCORPORATED

CRD#: 11076

SAN DIEGO, CA

Past

September 23, 1999 - October 28, 2020

CORNERSTONE WEALTH MANAGEMENT

RIA

CRD#: 108404

SAN DIEGO, CA

Past

December 16, 1988 - September 3, 1999

DUNHAM

CRD#: 13162

SAN DIEGO, CA

Past

May 23, 1985 - November 25, 1988

KAVANAUGH SECURITIES, INC.

CRD#: 10606

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIVALDI CAPITAL MANAGEMENT LP

CRD#: 160150 / SEC#: 801-73024

RIA

Registered Investment Advisory firm - (2/13/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/30/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/14/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 2/13/1998

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/9/1997

General Securities Principal Examination

Current Firm

VIVALDI CAPITAL MANAGEMENT LP

CRD#: 160150 / SEC#: 801-73024

RIA

Registered Investment Advisory firm - (2/13/2012 Approved)

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Contact information

Main Address

225 West Wacker Suite 2100, Chicago, IL 60606

Mailing Address

Phone number

(312) 248-8300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VIVALDI CAPITAL MANAGEMENT LP FORM ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	8,413
AUM (Assets Under Management)	$ 4,647,085,822

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/22/2024	Cover Page	Report
10/24/2023	Cover Page	Report
07/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Chris L. Meacham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chris Lamont Meacham's CRS (Customer Relationship Summary).

Certified licenses

Experience

COINBASE CAPITAL MARKETS CORP

CAPSTONE INVESTMENTS

WARNER BECK INCORPORATED

CORNERSTONE WEALTH MANAGEMENT

DUNHAM

KAVANAUGH SECURITIES, INC.

Primary Firm SEC Registration

VIVALDI CAPITAL MANAGEMENT LP

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/1999

Series 63

Date: 5/30/1985

Series 3

Date: 1/14/1999

Series 7

Date: 5/18/1985

Series 27

Date: 2/13/1998

Series 24

Date: 5/9/1997

Current Firm

VIVALDI CAPITAL MANAGEMENT LP

Contact information

SEC notice filing (45 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VIVALDI CAPITAL MANAGEMENT LP

TRUST BUT VERIFY

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