AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
TC

Thomas J. Conigliario

BUCKLER SECURITIES LLC
BOCA RATON, FL 33487
Some features on this profile are disabled
CRD#: 1366831
TC

Professional summary

Thomas Joseph Conigliario, who also goes by Thomas Joseph Conigliaro, is a registered financial professional currently at BUCKLER SECURITIES LLC located in Boca Raton, Florida.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2018. Thomas has worked at 9 firms and has passed the SIE, Series 99 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas Joseph Conigliaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Joseph Conigliario's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2024 - Present

BUCKLER SECURITIES LLC

Office #1: 900 Broken Sound Parkway Suite 360, Boca Raton, FL 33487
BD
CRD#: 284576
BOCA RATON, FL
Past

January 23, 2023 - November 14, 2023

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

January 23, 2023 - November 14, 2023

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

January 23, 2023 - November 14, 2023

FMX EXECUTION, LLC

BD
CRD#: 154075
NEW YORK, NY
Past

January 23, 2023 - November 14, 2023

CF SECURED, LLC

BD
CRD#: 285841
Jacksonville, FL
Past

January 23, 2023 - November 14, 2023

BGC FINANCIAL, L.P.

BD
CRD#: 19801
Jacksonville, FL
Past

March 17, 2022 - November 14, 2023

NEWMARK SECURITIES, LLC

BD
CRD#: 309193
NEW YORK, NY
Past

March 9, 2020 - November 14, 2023

CANTOR FITZGERALD & CO.

BD
CRD#: 134
Jacksonville, FL
Past

September 27, 2018 - March 20, 2020

MIRAE ASSET SECURITIES (USA) INC.

BD
CRD#: 30679
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/27/2018
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/24/2019
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BUCKLER SECURITIES LLC
BUCKLER SECURITIES LLC

CRD#: 284576 / SEC#: , 8-69807

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5 Greenwich Office Park, Suite 350, Greenwich, CT 06831
Mailing Address
5 Greenwich Office Park, Suite 350, Greenwich, CT 06831
Phone number
(203) 633-2225
Established
Delaware since 04/28/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARMOUR CAPITAL MANAGEMENT LPSHAREHOLDER164570
ARMOUR TRS INCSHAREHOLDER
CONIGLIARIO, THOMAS JOSEPHCHIEF OPERATING OFFICER / PRINCIPLE OPERATIONS OFFICER1366831
ESANNASON, CARLO YVANCCO4869110
HARPER, GORDON MACKAYCHIEF FINANCIAL OFFICER6632019
JOSHI, JAI PAULCHIEF RISK OFFICER2263070
KOKKO, LASSE ARTTURIPRINCIPLE FINANCIAL OFFICER ("PFO") / FINOP6976957
MISIANO, RICHARD JOHNCHIEF EXECUTIVE OFFICER2339879
ULM, SCOTT JEFFREYPRINCIPAL1575205

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BUCKLER SECURITIES LLC

CRD#: 284576Boca Raton, FL 33487

TRUST BUT VERIFY

Monitor Thomas Conigliario

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Charles Andrew Fischer
Charles FischerAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
IAR
RR
Boca Raton, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics