John M. Mateyko

LEBENTHAL FINANCIAL SERVICES

Jericho, NY 11753

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CRD#: 1366501

Professional summary

John Michael Mateyko is a registered financial professional currently at LEBENTHAL FINANCIAL SERVICES, INC. located in Jericho, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1985. John has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Michael Mateyko's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2024 - Present

LEBENTHAL FINANCIAL SERVICES, INC.

Office #1: 500 N. Broadway Suite 238, Jericho, NY 11753

CRD#: 137988

Jericho, NY

Past

November 19, 2018 - February 16, 2024

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Mitchel Field, NY

Past

March 3, 1998 - December 31, 2018

NORTHEAST SECURITIES, LLC

CRD#: 25996

LONG BEACH, NY

Past

November 27, 1992 - March 6, 1998

RENAISSANCE FINANCIAL SECURITIES CORP.

CRD#: 10735

Past

April 10, 1991 - December 2, 1992

ROBERT TODD FINANCIAL CORP.

CRD#: 7423

NEW YORK, NY

Past

September 15, 1989 - April 11, 1991

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 12, 1986 - September 16, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

Past

June 18, 1985 - March 21, 1986

GLOBAL CAPITAL SECURITIES, INC.

CRD#: 13358

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/12/2024)

Connecticut
(2/12/2024)

Florida
(2/12/2024)

Massachusetts
(2/12/2024)

New Jersey
(2/12/2024)

New York
(2/12/2024)

Pennsylvania
(2/12/2024)

Virginia
(2/12/2024)

Exams

State Security Law Exam

Series 63

Date: 9/6/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/15/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LEBENTHAL FINANCIAL SERVICES, INC.

BRISTOL FINANCIAL SERVICES, INC | LEBENTHAL FINANCIAL SERVICES, INC.

CRD#: 137988 / SEC#: , 8-67140

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

500 N. Broadway Suite 238, Jericho, NY 11753

Mailing Address

500 N. Broadway Suite 238, Jericho, NY 11753

Phone number

(516) 349-5555

Established

New York since 07/13/2005

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (39 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HARTZMAN, MICHAEL AVERY	PRESIDENT, EXECUTIVE REP., CHIEF COMPLIANCE OFFICER OF INVESTMENT ADVISORY, MUNICIPAL PRINCIPAL, OPTIONS PRINCIPAL	2216133
TAVELLA, DOMINICK	OWNER	1069864
MASON, RANDI PATRICE	CHIEF COMPLIANCE OFFICER	722302
SAKOL, DANIEL SCOTT	FINOP	2813237

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Mateyko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Michael Mateyko's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTERN INTERNATIONAL SECURITIES, INC.

NORTHEAST SECURITIES, LLC

RENAISSANCE FINANCIAL SECURITIES CORP.

ROBERT TODD FINANCIAL CORP.

PRUDENTIAL EQUITY GROUP, LLC

THOMSON MCKINNON SECURITIES INC.

GLOBAL CAPITAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/6/1985

SIE

Date: 10/1/2018

Series 7

Date: 6/15/1985

FINRA

Current Firm

LEBENTHAL FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (39 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LEBENTHAL FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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