Steven C. Heller
Professional summary
Steven Curtis Heller, who also goes by Steven C Heller, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 12 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Curtis Heller's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2026 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 5, 2023 - November 17, 2023
THE LEADERS GROUP, INC.
March 3, 2014 - June 13, 2022
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
December 3, 2008 - March 1, 2013
P.J. ROBB VARIABLE, LLC
November 28, 2006 - November 19, 2008
VOYA FINANCIAL ADVISORS, INC.
March 4, 2005 - July 22, 2005
VOYA FINANCIAL ADVISORS, INC.
June 17, 2002 - November 10, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
October 4, 2000 - May 31, 2002
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 23, 1995 - December 31, 2000
NATIONWIDE SECURITIES, LLC
November 13, 1992 - December 9, 1994
MUTUAL SERVICE CORPORATION
January 1, 1991 - November 23, 1992
HIMCO DISTRIBUTION SERVICES COMPANY
March 14, 1990 - November 12, 1990
TOWER SQUARE SECURITIES, INC.
February 29, 1988 - October 8, 1988
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
March 19, 1987 - February 25, 1988
RELIASTAR FINANCIAL MARKETING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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