Constance Ferreira
Professional summary
Constance Ferreira, who also goes by Constance Theodore Ferreira, Constanc Theodore Ferreirfa, Constance Theodore, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Sarasota, Florida.
Constance is registered as a RR (Registered Representative) and started their career in finance in 1985. Constance has worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Constance Ferreira's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 1992 - Present
DAVID LERNER ASSOCIATES, INC.
December 19, 1997 - January 23, 2009
SSH SECURITIES, INC.
June 26, 1985 - August 23, 1990
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/1996)
(1/3/2000)
(6/4/1998)
(11/13/1996)
(11/6/1997)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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