Frank S. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Shelton Jones JR, CFP®, who also goes by Frank Shelton Jones, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1985. Frank had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2016 - December 31, 2018
SIGNATURE ESTATE SECURITIES, LLC
January 14, 2011 - November 24, 2014
RESOURCE SECURITIES LLC
November 9, 2010 - January 13, 2011
LPL FINANCIAL LLC
November 8, 2010 - January 13, 2011
LPL FINANCIAL LLC
December 11, 2007 - February 25, 2010
RESOURCE SECURITIES LLC
April 27, 1998 - September 12, 2007
CNL SECURITIES CORP.
July 5, 1990 - December 31, 1997
MUTUAL SERVICE CORPORATION
November 15, 1988 - July 5, 1990
WALNUT STREET SECURITIES, INC.
February 5, 1987 - December 3, 1988
FSC SECURITIES CORPORATION
June 10, 1985 - February 10, 1987
THE ADVISORS GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SIGNATURE ESTATE SECURITIES, LLC
CRD#: 18923 / SEC#: , 8-37065
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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