Mark J. Gathagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark John Gathagan was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1985. Mark had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2012 - December 23, 2019
AMERICAN HERITAGE SECURITIES, INC.
October 7, 2009 - October 8, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 10, 2009 - October 8, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 12, 1998 - September 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 23, 1985 - September 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICAN HERITAGE SECURITIES, INC.
CRD#: 29678 / SEC#: , 8-44466
Contact information
FINRA licenses (10 States and Territories)
Red Flags
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