John C. Geraci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Geraci, who also goes by John C Geraci, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2013 - June 3, 2019
BARDOWN CAPITAL LLC
February 28, 2013 - July 2, 2018
BAYES CAPITAL LLC
August 1, 2003 - September 12, 2008
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 1, 2002 - September 12, 2008
ICAP SECURITIES USA LLC
September 20, 2000 - December 19, 2000
INTERCAPITAL INTERNATIONAL INC.
October 27, 1999 - August 1, 2003
INTERCAPITAL SECURITIES LLC
October 26, 1999 - January 25, 2002
ICAP SECURITIES USA LLC
July 13, 1998 - September 20, 2000
INTERCAPITAL INTERNATIONAL INC.
July 25, 1987 - April 27, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 5/7/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
BARDOWN CAPITAL LLC
CRD#: 158970 / SEC#: , 8-68953
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
