Merrill J. Crockett
Professional summary
Merrill Jay Crockett, CFP® is a registered financial professional currently at MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Merrill is registered as a RR (Registered Representative) and started their career in finance in 1985. Merrill has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Merrill Jay Crockett's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2014 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240December 4, 2013 - January 16, 2014
VALIC FINANCIAL ADVISORS, INC.
December 4, 2013 - January 16, 2014
VALIC FINANCIAL ADVISORS, INC.
March 11, 2013 - October 28, 2013
LPL FINANCIAL LLC
July 30, 2010 - March 2, 2011
CETERA WEALTH SERVICES, LLC
January 9, 2007 - February 17, 2010
CETERA INVESTMENT SERVICES LLC
January 9, 2007 - February 17, 2010
CETERA INVESTMENT SERVICES LLC
December 8, 2004 - January 8, 2007
CHARLES SCHWAB & CO., INC.
April 12, 2004 - May 25, 2004
PRIME CAPITAL SERVICES, INC.
May 1, 2002 - February 12, 2004
WAMU INVESTMENTS, INC.
April 22, 2002 - May 1, 2002
DIME SECURITIES, INC.
May 10, 2001 - May 16, 2002
WELLS FARGO CLEARING SERVICES, LLC
August 25, 1995 - May 18, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 1994 - August 9, 1995
NOYES PARTNERS INCORPORATED
March 18, 1992 - September 7, 1994
KURZ-LIEBOW & COMPANY, INC.
August 17, 1989 - December 31, 1991
POLARIS FINANCIAL SERVICES, INC.
April 14, 1988 - May 17, 1989
NEW ENGLAND SECURITIES
May 21, 1985 - May 9, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2014)
Exams
FINRA
Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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