FP
Fletcher R. Preuss
CETERA INVESTMENT ADVISERS LLC
SOUTH BEND, IN 46635
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CRD#: 1364774
FP
Professional summary
Fletcher Richard Preuss JR is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in South Bend, Indiana and CETERA WEALTH SERVICES, LLC located in South Bend, Indiana.
Fletcher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Fletcher has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GREAT DAY LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2013 ADDRESS: , South Bend IN , United States DESCRIPTION: Owner; 2. HEALY MORTGAGE LLC POSITION: Employee NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2007 ADDRESS: , South Bend IN , United States DESCRIPTION: Employee; 3. HEALY TAX LLC POSITION: Owner NATURE: Accountant/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2018 ADDRESS: , South Bend IN , United States DESCRIPTION: Owner; 4. THE HEALY GROUP POSITION: Owner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 122 SECURITIES TRADING HOURS: 122 START DATE: 01/01/1988 ADDRESS: , South Bend IN , United States DESCRIPTION: Owner; 5. SARKOTHENTA LLC POSITION: Spouse of owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 17818 Prince Albert Ct., Granger IN 46530, United States DESCRIPTION: This is an LLC established by my wife to invest in real estate developments managed by her brother-in-law. We have multiple PIPs completed for the 7 investments she has made. Sarkothenta will be a holding company for these with the intent of gifting minority interests to our children along with allowing our children to invest their own money in their uncle's projects; 6. SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/08/2021 ADDRESS: 2176 West St Ste 100, Germantown TN 38138, United States DESCRIPTION: fixed insurance sales; 7. NAME OF OTHER BUSINESS: PREUSSCO LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE:07/2024, POSITION/TITLE/RELATIONSHIP: PRESIDENT AND MAJORITY OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: INVEST IN FAMILY OWNED START-UP BUSINESS OPPORTUNITIES AND REAL ESTATE PROJECTS; 8. NAME OF OTHER BUSINESS: HEALY GROUP, INVESTMENT RELATED: NO, ADDRESS: 17535 GENERATIONS DR., SOUTH BEND, IN 46635 NATURE OF BUSINESS: NON-PROFIT, START DATE:01/1988, POSITION/TITLE/RELATIONSHIP: PRESIDENT AND TREASURER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: OVERSEE OPERATIONS AND SIGN CHECKS, 9. NAME OF OTHER BUSINESS: TRINITY ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 107 SOUTH GREENLAWN AVE SOUTH BEND, IN 46617; NATURE OF BUSINESS: EDUCATIONAL BOARD; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF TRINITY ACADEMY SOUTH BEND;
CRS (Client Relationship Summary) - RIA
Click below to view Fletcher Richard Preuss JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 17535 Generations Dr, South Bend, IN 46635RIA
CRD#: 105644
SOUTH BEND, IN
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 17535 Generations Drive, South Bend, IN 46635BD
CRD#: 13572
South Bend, IN
Past
August 3, 2007 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
SOUTH BEND, IN
Past
July 20, 2004 - March 2, 2006
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
SOUTH BEND, IN
Past
June 10, 1985 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
SOUTH BEND, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2023)
RR
California(8/10/2023)
RR
Colorado(8/10/2023)
RR
Florida(8/11/2023)
RR
Georgia(8/10/2023)
RR
Hawaii(8/10/2023)
RR
Idaho(8/10/2023)
RR
Illinois(8/10/2023)
RR
Indiana(8/10/2023)
IAR
Indiana(8/10/2023)
RR
Kentucky(8/10/2023)
RR
Louisiana(8/10/2023)
RR
Maryland(8/10/2023)
RR
Massachusetts(8/10/2023)
RR
Michigan(8/10/2023)
RR
Minnesota(8/10/2023)
RR
Montana(8/10/2023)
RR
Nebraska(8/10/2023)
RR
Nevada(8/10/2023)
RR
New Mexico(8/10/2023)
RR
New York(8/10/2023)
RR
North Carolina(8/10/2023)
RR
Ohio(8/10/2023)
RR
Oregon(8/10/2023)
RR
Pennsylvania(8/10/2023)
RR
South Carolina(8/10/2023)
RR
Tennessee(7/28/2025)
RR
Texas(8/10/2023)
IAR
Texas(8/10/2023)
RR
Utah(2/27/2024)
RR
Virginia(8/10/2023)
RR
Wisconsin(8/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644South Bend, IN 46635TRUST BUT VERIFY
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