Linda U. Persechino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Ubertalli Persechino, who also goes by Linda Jean Drury, Linda Ubertalli Drury, Linda Persechino, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1985. Linda had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2021 - December 31, 2021
CETERA WEALTH SERVICES, LLC
June 9, 2021 - December 31, 2021
CETERA WEALTH SERVICES, LLC
February 29, 2016 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
February 22, 2016 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
September 3, 2014 - February 1, 2016
ESSEX FINANCIAL SERVICES, INC.
September 3, 2014 - February 1, 2016
ESSEX FINANCIAL SERVICES, INC.
December 19, 2011 - September 5, 2014
VOYA FINANCIAL ADVISORS, INC.
December 15, 2011 - September 5, 2014
VOYA FINANCIAL ADVISORS, INC.
June 25, 2010 - December 16, 2011
BROKERSXPRESS LLC
June 25, 2010 - December 16, 2011
BROKERSXPRESS LLC
June 26, 2006 - June 29, 2010
LPL FINANCIAL LLC
June 26, 2006 - June 29, 2010
LPL FINANCIAL LLC
February 16, 2006 - June 20, 2006
BANCNORTH INVESTMENT GROUP, INC.
February 26, 1996 - October 24, 1997
ROBERT THOMAS SECURITIES, INC
March 26, 1992 - September 28, 1995
PEOPLE'S SECURITIES, INC.
February 2, 1990 - October 11, 1990
ROYAL HUTTON SECURITIES CORP.
May 21, 1985 - February 12, 1990
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA WEALTH SERVICES, LLC
CRD#: 13572 / SEC#: 801-47342, 8-29577
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
