Eric A. Huck
CETERA INVESTMENT ADVISERS LLC
MECHANICSBURG, PA 17055
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CRD#: 1363941
Professional summary
Eric Adrian Huck, AIF®, CFP®, who also goes by Eric A Huck, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mechanicsburg, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Mechanicsburg, Pennsylvania.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Eric has worked at 9 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 6, Series 24 and Series 39 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric A Huck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED OFFICE, NATURE OF BUSINESS: FIXED INSURANCE - LIFE, HEALTH AND LTC, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, START DATE: 2003, APPROX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICE; 2. NAME OF OTHER BUSINESS: BAR FINANCIAL LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED OFFICE, NATURE OF BUSINESS: FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: REGIONAL DIRECTOR, START DATE: 2003, APPROX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: MANAGEMENT AND SALES; 3. NAME OF OTHER BUSINESS: HARRISBURG AREA LYME DISEASE SUPPORT GROUP INVESTMENT RELATED: NO ADDRESS: 5 KACEY COURT MECHANICSBURG PA 17055 START DATE: 4/2017 NATURE OF BUSINESS: SUPPORTS THOSE INVOLVED/AFFECTED BY LYME DISEASE APX # OF HOURS PER WEEK: 20 APX # OF HOURS DURING TRADING HOURS: 20 POSITION/TITLE/RELATIONSHIP: PRESIDENT DUTIES: CONDUCT MONTHLY MEETINGS, SPEAK PUBLICLY, ADVOCATE FOR LYME RIGHTS 4. NAME OF OTHER BUSINESS: PA LYME RESOURCE NETWORK, INVESTMENT RELATED: NO, ADDRESS: 211 SOUTH MAIN STREET, NORTH WALES, PA 19454, START DATE: 05/01/2014, NATURE OF BUSINESS: STATEWIDE LYME DISEASE SUPPORT GROUP, APX # OF HOURS PER WEEK: 5 APX # OF HOURS DURING TRADING HOURS: 5, DUTIES: CO-FOUNDER, TREASURER
CRS (Client Relationship Summary) - RIA
Click below to view Eric Adrian Huck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5 Kacey Ct Ste 101, Mechanicsburg, PA 17055RIA
CRD#: 105644
MECHANICSBURG, PA
Current
May 16, 2003 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5 Kacey Ct Ste 101, Mechanicsburg, PA 17055BD
CRD#: 13572
Mechanicsburg, PA
Past
December 2, 2003 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MECHANICSBURG, PA
Past
October 20, 2003 - November 26, 2003
T.H.E. FINANCIAL GROUP, LTD
BD
CRD#: 14720
MECHANICSBURG, PA
Past
December 12, 1991 - May 16, 2003
T.H.E. FINANCIAL GROUP, LTD
BD
CRD#: 14720
MECHANICSBURG, PA
Past
May 18, 1990 - October 7, 1991
HOMESTEAD CAPITAL CORPORATION
BD
CRD#: 21906
Past
October 6, 1989 - May 1, 1990
CENTURY INVESTORS OF AMERICA, INC.
BD
CRD#: 5322
Past
April 6, 1988 - September 11, 1989
ASSET MANAGEMENT EQUITIES, LTD.
BD
CRD#: 21604
Past
October 26, 1987 - March 26, 1988
ILG SECURITIES CORPORATION
BD
CRD#: 422
Past
January 15, 1986 - August 27, 1987
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
Past
May 16, 1985 - December 5, 1985
LAUVER & COMPANY, INC.
BD
CRD#: 510
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/16/2007)
RR
Connecticut(3/9/2016)
RR
Delaware(3/14/2016)
RR
Florida(5/16/2003)
RR
Georgia(5/23/2003)
RR
Indiana(3/16/2005)
RR
Kansas(3/22/2016)
RR
Kentucky(6/7/2017)
RR
Maine(4/27/2016)
RR
Maryland(5/19/2003)
RR
Massachusetts(7/12/2016)
RR
Michigan(3/10/2016)
RR
Mississippi(3/30/2016)
RR
Nebraska(3/30/2016)
RR
New Jersey(3/3/2016)
RR
New York(3/25/2016)
RR
North Carolina(3/3/2016)
RR
Pennsylvania(5/21/2003)
IAR
Pennsylvania(6/29/2023)
RR
South Carolina(3/11/2016)
RR
Texas(3/11/2016)
IAR
Texas(6/29/2023)
RR
Utah(2/7/2019)
RR
Virginia(3/3/2010)
RR
Washington(3/22/2012)
RR
Wisconsin(3/9/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 8/21/1992
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
