Colin P. O'neill
Professional summary
Colin Patrick O'neill, who also goes by Colin Patrick O'neill, Colin P Oneill, is a registered financial advisor currently at TRB CAPITAL MARKETS, LLC located in New York, New York.
Colin is registered as a RR (Registered Representative) and started their career in finance in 1993. Colin has worked at 10 firms and has passed the Series 63, Series 65, Series 22TO, Series 52TO, SIE, Series 50, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colin Patrick O'neill's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2024 - Present
TRB CAPITAL MARKETS, LLC
Office #1: 112 West 34th Street 18th Floor, New York, NY 10120July 12, 2024 - September 30, 2024
ESTRADA HINOJOSA & COMPANY, INC.
January 3, 2023 - August 15, 2023
HILLTOP SECURITIES INC.
February 27, 2013 - January 4, 2023
PRAGER & CO., LLC
September 7, 2010 - September 20, 2012
MESIROW FINANCIAL, INC.
March 31, 2010 - July 26, 2010
TEJAS SECURITIES GROUP, INC.
November 25, 2009 - July 26, 2010
TEJAS SECURITIES GROUP, INC.
October 14, 2005 - November 30, 2009
BOND ADVISORS, LLC
July 18, 1996 - June 21, 2005
BGC FINANCIAL, L.P.
August 28, 1995 - July 10, 1996
CAMBRIDGE PARTNERS, L.L.C.
May 21, 1993 - August 29, 1995
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2024)
(8/13/2024)
Exams
Series 22TO
Date: 7/12/2024
Direct Participation Programs Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TRB CAPITAL MARKETS, LLC
CRD#: 322618 / SEC#: , 8-70999
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS REGIONAL BANK | OWNER | |
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 |
| JOHNSON, KRISTY KAY | FINOP | 4470948 |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
Red Flags
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