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JP

John M. Palazzo

INTELLIGENT CROSS LLC
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 1362228
JP

Professional summary

John Michael Palazzo is a registered financial professional currently at INTELLIGENT CROSS LLC located in Stamford, Connecticut.

John is registered as a RR (Registered Representative) and started their career in finance in 1985. John has worked at 12 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Michael Palazzo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 5, 2018 - Present

INTELLIGENT CROSS LLC

Office #1: Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902
BD
CRD#: 288946
Stamford, CT
Past

May 27, 2011 - December 8, 2017

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

November 12, 2009 - April 14, 2011

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

July 15, 2008 - January 6, 2009

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

February 1, 2008 - April 21, 2011

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

BD
CRD#: 8010
NEW YORK, NY
Past

May 2, 2005 - January 9, 2008

UNX LLC

BD
CRD#: 46145
NEW YORK, NY
Past

February 24, 2003 - December 8, 2004

PULSE TRADING, INC.

BD
CRD#: 104022
BOSTON, MA
Past

November 27, 2001 - February 26, 2002

NASDAQ EXECUTION SERVICES, LLC

BD
CRD#: 7270
PHILADELPHIA, PA
Past

May 1, 2000 - December 18, 2001

MARKETXT, INC.

BD
CRD#: 43478
NEW YORK, NY
Past

January 29, 1993 - April 5, 2000

INSTINET, LLC

BD
CRD#: 7897
NEW YORK, NY
Past

August 12, 1991 - April 5, 2000

REUTERS C CORPORATION

BD
CRD#: 14408
NEW YORK, NY
Past

October 12, 1987 - August 12, 1989

SECURITIES RESEARCH, INC. OF FLORIDA

BD
CRD#: 6516
VERO BEACH, FL
Past

June 10, 1985 - May 20, 1987

SHEARMAN, RALSTON INC.

BD
CRD#: 7320

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(4/5/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 7/11/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 4/12/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 3/15/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/20/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/24/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/9/1986
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IC
INTELLIGENT CROSS LLC
INTELLIGENT CROSS LLC | XIMPACT CROSS, LLC

CRD#: 288946 / SEC#: , 8-69970

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902
Mailing Address
Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902
Phone number
(212) 621-9640
Established
Delaware since 11/16/2016
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
IMPERATIVE EXECUTION INC.SOLE MEMBER
CROSS, ANNAFINANCIAL AND OPERATIONS PRINCIPAL5894013
KURSMAN, SCOTT CHARLESCHIEF COMPLIANCE OFFICER2590327
PALAZZO, JOHN MICHAELCEO, CO-COO1362228
PENA, PETER JONATHANHEAD OF TRADING OPERATIONS6847261

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTELLIGENT CROSS LLC

CRD#: 288946Stamford, CT 06902

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