HC
Henry B. Coker
KESTRA ADVISORY SERVICES
Montgomery, AL 36117
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CRD#: 1362111
HC
Professional summary
Henry Benjamin Coker III, who also goes by Ben Coker III, H Ben Coker, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Montgomery, Alabama and KESTRA INVESTMENT SERVICES, LLC located in Montgomery, Alabama.
Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Henry has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Coker Iii | H Ben Coker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KESTRA ADVISORY SERVICES, LLC POSITION: Owner, sole proprietor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 04/01/1995 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735, United States DESCRIPTION: Fee Based Investment Advice CORPFINANCIAL, LLC POSITION: Independent Contractor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 08/23/2021 ADDRESS: 7050 Fain Park Drive, Suite 12, Montgomery AL 36117, United States DESCRIPTION: None H. BEN COKER III POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 21 START DATE: 08/01/1979 ADDRESS: 2090 Myrtlewood Drive, Montgomery AL 36111, United States DESCRIPTION: Selling and Servicing
CRS (Client Relationship Summary) - RIA
Click below to view Henry Benjamin Coker III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 7050 Fain Park Dr. Ste 12, Montgomery, AL 36117RIA
CRD#: 283330
Montgomery, AL
Current
August 27, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 7050 Fain Park Dr. Ste 12, Montgomery, AL 36117BD
CRD#: 42046
Montgomery, AL
Past
September 18, 2013 - August 23, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
Montgomery, AL
Past
May 16, 2013 - August 23, 2021
BBVA SECURITIES INC.
BD
CRD#: 27060
MONTGOMERY, AL
Past
June 12, 2002 - February 19, 2004
BBVA COMPASS INVESTMENT SOLUTIONS, INC
RIA
CRD#: 17086
MONTGOMERY, AL
Past
April 1, 1997 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
MONTGOMERY, AL
Past
May 21, 1985 - April 7, 1997
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/27/2021)
IAR
Alabama(8/27/2021)
RR
Arizona(8/27/2021)
RR
California(8/27/2021)
RR
Colorado(8/27/2021)
RR
Florida(8/27/2021)
RR
Kentucky(8/27/2021)
RR
Michigan(8/27/2021)
RR
Mississippi(8/27/2021)
RR
Missouri(8/27/2021)
RR
North Carolina(8/27/2021)
RR
Ohio(8/27/2021)
RR
Oklahoma(8/27/2021)
RR
Oregon(8/27/2021)
RR
South Carolina(8/27/2021)
RR
Tennessee(8/27/2021)
RR
Texas(8/27/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Montgomery, AL 36117TRUST BUT VERIFY
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