Thomas M. Scipione

NETWORK 1 FINANCIAL SECURITIES

Red Bank, NJ 07701

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CRD#: 1361546

Professional summary

Thomas Michael Scipione, who also goes by Thomas Michael Scipione Jr, Thomas Micheal Scipione, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 18 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas Michael Scipione Jr | Thomas Micheal Scipione

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Michael Scipione's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2025 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701

CRD#: 13577

Red Bank, NJ

Past

November 7, 2019 - July 6, 2021

VELOCITY CLEARING, LLC

CRD#: 126588

HAZLET, NJ

Past

May 11, 2018 - November 26, 2019

VELOCITY CAPITAL, LLC

CRD#: 171810

New York, NY

Past

November 12, 2014 - June 3, 2016

ROTHSCHILD LIEBERMAN LLC

CRD#: 10030

New York, NY

Past

September 15, 2009 - December 21, 2012

LEGEND TRADING, LLC

CRD#: 150567

NEW YORK, NY

Past

February 19, 2008 - December 31, 2012

LEGEND SECURITIES, INC.

CRD#: 44952

NEW YORK, NY

Past

May 3, 2006 - September 19, 2006

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

October 3, 2001 - April 4, 2006

CARLIN EQUITIES, LLC

CRD#: 31295

NEW YORK, NY

Past

July 22, 1998 - October 11, 1999

CAPITAL SECURITIES OF AMERICA, INC.

CRD#: 36405

HARTVILLE, OH

Past

September 25, 1997 - December 10, 1997

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

EAST HANOVER, NJ

Past

May 14, 1997 - October 1, 1997

LT LAWRENCE & CO., INC.

CRD#: 31956

NEW YORK, NY

Past

January 17, 1997 - May 8, 1997

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

July 25, 1996 - January 20, 1997

BLUESTONE CAPITAL CORP.

CRD#: 13516

NEW YORK, NY

Past

March 10, 1995 - August 26, 1996

EURO-ATLANTIC SECURITIES INC.

CRD#: 21367

BOCA RATON, FL

Past

March 3, 1995 - March 27, 1995

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

EAST HANOVER, NJ

Past

January 26, 1995 - July 11, 1995

HANOVER, STERLING & COMPANY LTD.

CRD#: 15491

NEW YORK, NY

Past

October 25, 1994 - January 3, 1995

BARRETT DAY SECURITIES, INC.

CRD#: 17717

NEW YORK, NY

Past

February 23, 1994 - October 27, 1994

RUSSO SECURITIES INC.

CRD#: 14425

STATEN ISLAND, NY

Past

November 30, 1993 - February 15, 1994

LCP CAPITAL CORP.

CRD#: 14469

STATEN ISLAND, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/14/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/29/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/22/1999

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone number

(732) 758-9001

Established

Texas since 03/15/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)	SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT	SHAREHOLDER
BRUNO, VINCENT MICHAEL	CHIEF COMPLIANCE OFFICER	1845833
HUNT, WILLIAM RICHARD JR	DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE	830575
TESTAVERDE, DAMON DOMENIC	VICE PRESIDENT	444453

Disclosures

Regulatory Event	21
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas M. Scipione

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Michael Scipione's CRS (Customer Relationship Summary).

Certified licenses

Experience

VELOCITY CLEARING, LLC

VELOCITY CAPITAL, LLC

ROTHSCHILD LIEBERMAN LLC

LEGEND TRADING, LLC

LEGEND SECURITIES, INC.

G-2 TRADING,LLC

CARLIN EQUITIES, LLC

CAPITAL SECURITIES OF AMERICA, INC.

PARAGON CAPITAL MARKETS, INC.

LT LAWRENCE & CO., INC.

CONTINENTAL BROKER-DEALER CORP.

BLUESTONE CAPITAL CORP.

EURO-ATLANTIC SECURITIES INC.

PARAGON CAPITAL MARKETS, INC.

HANOVER, STERLING & COMPANY LTD.

BARRETT DAY SECURITIES, INC.

RUSSO SECURITIES INC.

LCP CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/21/1994

Series 57TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 9/14/2001

Series 7

Date: 11/29/1993

Series 24

Date: 3/22/1999

FINRA

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

TRUST BUT VERIFY

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