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TS

Thomas M. Scipione

NETWORK 1 FINANCIAL SECURITIES
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 1361546
TS

Professional summary

Thomas Michael Scipione, who also goes by Thomas Michael Scipione Jr, Thomas Micheal Scipione, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey and ABRAHAM SECURITIES CORPORATION located in Gig Harbor, Washington.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 19 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas Michael Scipione Jr | Thomas Micheal Scipione

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Michael Scipione's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 17, 2025 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701
BD
CRD#: 13577
Red Bank, NJ
Current

May 7, 2026 - Present

ABRAHAM SECURITIES CORPORATION

Office #1: 3724 47th Street Ct, Gig Harbor, WA 98335
BD
CRD#: 13498
GIG HARBOR, WA
Past

November 7, 2019 - July 6, 2021

VELOCITY CLEARING, LLC

BD
CRD#: 126588
HAZLET, NJ
Past

May 11, 2018 - November 26, 2019

VELOCITY CAPITAL, LLC

BD
CRD#: 171810
New York, NY
Past

November 12, 2014 - June 3, 2016

ROTHSCHILD LIEBERMAN LLC

BD
CRD#: 10030
New York, NY
Past

September 15, 2009 - December 21, 2012

LEGEND TRADING, LLC

BD
CRD#: 150567
NEW YORK, NY
Past

February 19, 2008 - December 31, 2012

LEGEND SECURITIES, INC.

BD
CRD#: 44952
NEW YORK, NY
Past

May 3, 2006 - September 19, 2006

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

October 3, 2001 - April 4, 2006

CARLIN EQUITIES, LLC

BD
CRD#: 31295
NEW YORK, NY
Past

July 22, 1998 - October 11, 1999

CAPITAL SECURITIES OF AMERICA, INC.

BD
CRD#: 36405
HARTVILLE, OH
Past

September 25, 1997 - December 10, 1997

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
EAST HANOVER, NJ
Past

May 14, 1997 - October 1, 1997

LT LAWRENCE & CO., INC.

BD
CRD#: 31956
NEW YORK, NY
Past

January 17, 1997 - May 8, 1997

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

July 25, 1996 - January 20, 1997

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516
NEW YORK, NY
Past

March 10, 1995 - August 26, 1996

EURO-ATLANTIC SECURITIES INC.

BD
CRD#: 21367
BOCA RATON, FL
Past

March 3, 1995 - March 27, 1995

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
EAST HANOVER, NJ
Past

January 26, 1995 - July 11, 1995

HANOVER, STERLING & COMPANY LTD.

BD
CRD#: 15491
NEW YORK, NY
Past

October 25, 1994 - January 3, 1995

BARRETT DAY SECURITIES, INC.

BD
CRD#: 17717
NEW YORK, NY
Past

February 23, 1994 - October 27, 1994

RUSSO SECURITIES INC.

BD
CRD#: 14425
STATEN ISLAND, NY
Past

November 30, 1993 - February 15, 1994

LCP CAPITAL CORP.

BD
CRD#: 14469
STATEN ISLAND, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/21/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/14/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/29/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/22/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

AS
ABRAHAM SECURITIES CORPORATION
ABRAHAM & CO., INC. | ABRAHAM SECURITIES CORPORATION

CRD#: 13498 / SEC#: , 8-29452

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
3724 47th Street Ct, Gig Harbor, WA 98335
Mailing Address
3724 47th Street Ct, Gig Harbor, WA 98335
Phone number
(253) 851-7486
Established
Washington since 07/29/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ABRAHAM & CO., INC.PARENT COMPANY299085
ABRAHAM, KYE AUBREYPRESIDENT872944
BUSACCA, JOHN BRIAN IIICCO2302780
PINOU, THOMAS GEORGEFINOP1206949

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABRAHAM SECURITIES CORPORATION

CRD#: 13498Red Bank, NJ 07701

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