Mun Y. Chan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mun Yee Chan, who also goes by Michael Chan, was a registered financial professional .
Mun is a previously registered financial professional and started their career in finance in 1989. Mun had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2007 - April 1, 2013
CGS INTERNATIONAL SECURITIES USA, INC.
October 18, 2004 - October 19, 2005
MAYBANK SECURITIES USA INC.
August 30, 2002 - May 8, 2003
DBS VICKERS SECURITIES (USA) INC.
June 12, 2000 - June 19, 2002
ABN AMRO INCORPORATED
June 17, 1999 - January 27, 2000
BNP PARIBAS SECURITIES CORP.
April 23, 1998 - November 3, 1998
RASHID HUSSAIN SECURITIES INC.
March 14, 1997 - February 5, 1998
PEREGRINE BROKERAGE INC.
April 21, 1992 - March 28, 1995
LEHMAN BROTHERS INC.
March 3, 1989 - September 5, 1990
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CGS INTERNATIONAL SECURITIES USA, INC.
CRD#: 141892 / SEC#: , 8-67414
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CGS INTERNATIONAL SECURITIES PTE. LTD. | STOCKHOLDER | |
| CHIN-LUK, HELEN JADE | SENIOR VP, FINOP, CCO, CEO | 2292149 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
