Joanne R. Martin
Professional summary
Joanne Robin Martin, who also goes by Joanne R Barry, Joanne Robin Barry, Joanne R Gluck, Joanne Robin Gluck, Joanne Barry Martin, is a registered financial professional currently at BCP SECURITIES, INC. located in Greenwich, Connecticut.
Joanne is registered as a RR (Registered Representative) and started their career in finance in 1986. Joanne has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joanne Robin Martin's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2011 - Present
BCP SECURITIES, INC.
Office #1: 289 Greenwich Avenue 4th, Greenwich, CT, 06830April 7, 2006 - March 17, 2011
MCMAHAN SECURITIES CO. L.P.
November 22, 2000 - March 30, 2006
UBS SECURITIES LLC
November 7, 1991 - October 17, 2000
PERSHING LLC
February 4, 1991 - October 11, 1991
DOMINICK & DICKERMAN LLC
July 23, 1986 - February 1, 1991
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/30/2011)
(3/30/2011)
Exams
FINRA
Current Firm
BCP SECURITIES, INC.
CRD#: 27063 / SEC#: , 8-42836
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIKE, RANDALL EMORY | CHAIRMAN | 1926966 |
| HOUSON, RICARDO CARLOS | SHAREHOLDER | 2943538 |
| LUQUE SUESCUN, JUAN CARLOS | SHAREHOLDER | 2373875 |
| OWENS, STEVEN CRAIG | SHAREHOLDER | 2268295 |
| SMITH, DAVID CHRISTOPHER | SHAREHOLDER | 2749802 |
| BAGORDA, FELICE | SHAREHOLDER/CEO | 5439644 |
| BILAL, MUHAMMAD OMAR | SHAREHOLDER | 6272625 |
| BURKE, EDWARD JOHN JR. | SHAREHOLDER | 2398546 |
| CLEVEN, PETER DAMION | CHIEF COMPLIANCE OFFICER | 6400894 |
| DAELLENBACH, RENE | SHAREHOLDER | 2555076 |
| DELLA CIOPPA, MAURO | SHAREHOLDER | 4961537 |
| DIAZ, NATALIE HELEN | SHAREHOLDER | 4691258 |
| GARCIA, EDWIN ERNESTO | SHAREHOLDER / FINOP | 4154949 |
| GUTIERREZ, JAVIER | SHAREHOLDER | 6482968 |
| HARPER, JAMES VANCE | SHAREHOLDER | 4014076 |
| HOUGH, BENJAMIN COLIN | SHAREHOLDER | 2396825 |
| KHALITOV, BULAT | SHAREHOLDER | 6387636 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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