CW
Catherine S. Wilson
CETERA INVESTMENT ADVISERS LLC
AMARILLO, TX 79109
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CRD#: 1360549
CW
Professional summary
Catherine Sue Wilson, AIF®, CFP®, who also goes by Cathy Wilson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Amarillo, Texas and CETERA ADVISORS LLC located in Amarillo, Texas.
Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Catherine has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
Cathy Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. C. S. WILSON & ASSOCIATES FINANCIAL ADVISORS, DBA, SAME ADDRESS AS OFFICE, START 03/01/2013. 2.NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY PUBLIC START DATE: 6/1994 POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES; 3. NAME OF OTHER BUSINESS: EDUCATION CREDIT UNION, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: CREDIT UNION, START DATE: 01/2006 , POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 3, BRIEF DESCRIPTION OF DUTIES: CREDIT UNION REFERS CLIENTS USING A SHARED REP NUMBER ON ANY NEW BUSINESS FROM THEIR REFERRALS;
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Sue Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2324 Lakeview Dr, Amarillo, TX 79109RIA
CRD#: 105644
AMARILLO, TX
Current
October 11, 1989 - Present
CETERA ADVISORS LLC
Office #1: 2324 Lakeview Dr, Amarillo, TX 79109Office #2: 6201 Hillside, Amarillo, TX 79109BD
CRD#: 10299
Amarillo, TX
Past
October 11, 1989 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
June 19, 1985 - October 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/5/2020)
RR
Arizona(1/9/2025)
RR
California(1/14/2020)
RR
Colorado(4/8/2004)
RR
Florida(11/12/2015)
RR
Georgia(3/12/2024)
RR
Hawaii(8/27/2007)
RR
Idaho(1/2/2025)
RR
Indiana(1/2/2014)
RR
Louisiana(1/2/2013)
RR
Michigan(6/15/2023)
RR
Mississippi(3/24/2009)
RR
Missouri(2/14/2023)
RR
Nevada(1/2/2013)
RR
New Mexico(1/1/1994)
RR
Oklahoma(2/27/1992)
RR
Oregon(1/15/2025)
RR
Texas(10/11/1989)
IAR
Texas(3/21/2024)
RR
Virginia(12/11/2023)
RR
Washington(7/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Amarillo, TX 79109TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
