Martin A. Timmins
Professional summary
Martin Andrew Timmins, who also goes by Martin A Timmins, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in Chicago, Illinois.
Martin is registered as a RR (Registered Representative) and started their career in finance in 1994. Martin has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Martin Andrew Timmins's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2023 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 222 W Adams Street Suite 450, Chicago, IL 60606December 23, 2021 - August 31, 2023
MAREX NORTH AMERICA SECURITIES LLC
June 22, 2015 - May 9, 2019
MAREX CAPITAL MARKETS INC.
November 21, 2012 - June 26, 2015
JEFFERIES LLC
March 10, 2011 - June 25, 2012
MIZUHO SECURITIES USA LLC
June 11, 1999 - August 6, 2010
MF GLOBAL INC.
March 18, 1994 - November 19, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2023)
(9/5/2023)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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