Robert J. Mcnamara

LPL ENTERPRISE

VIENNA, VA 22182

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CRD#: 1360078

Professional summary

Robert James Mcnamara, who also goes by Bob Mcnamara, Robert J Mcnamara, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Vienna, Virginia.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 13 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Mcnamara | Robert J Mcnamara

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I RECEIVE RENEWALS FROM COMPANIES I WROTE PRIOR TO JOINING ALLSTATE FINANCIAL. POSITION: advisor/representative NATURE: Limited to trail commission throughsubmitting change of broker-dealer forms. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 12 START DATE: 11/02/2017 ADDRESS: 59 Green St, Worcester MA 01604, United States DESCRIPTION: review client's accounts on semi-annual basis on average FIXED INSURANCE ONLY. NOT SECURITIES RELATED. POSITION: Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2017 ADDRESS: 7 Meadowbrook circle, Shrewsbury MA 01545, United States DESCRIPTION: Maintain client relationship for renewals UNUM(FORMALLY PAUL REVERE/PROVIDENT)-RENEWALS, CRUMP, MASS MUTUAL RENEWALS FROM PAST SALES. FIXED INSURANCE ONLY. NOT SECURITIES RELATED. POSITION: Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2017 ADDRESS: 7 Meadowbrook circle, Shrewsbury MA 01545, United States DESCRIPTION: Maintain client relationship for renewals

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Mcnamara's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Robert James Mcnamara's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 1919 Gallows Road Suite 100, Vienna, VA 22182

RIA

CRD#: 8733

VIENNA, VA

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 1919 Gallows Road Suite 100, Vienna, VA 22182

RIA

CRD#: 8733

VIENNA, VA

Past

December 24, 2021 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

MARLBOROUGH, MA

Past

August 28, 2019 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

MARLBOROUGH, MA

Past

November 15, 2017 - August 28, 2019

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Shrewsbury, MA

Past

March 25, 2017 - November 3, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

WORCESTER, MA

Past

July 18, 2014 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WORCESTER, MA

Past

April 29, 2011 - July 29, 2014

LPL FINANCIAL LLC

CRD#: 6413

SOUTHBOROUGH, MA

Past

December 2, 2010 - May 9, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HOLYOKE, MA

Past

May 29, 2003 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

WETHERSFIELD, CT

Past

May 29, 2003 - November 30, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HOLYOKE, MA

Past

February 20, 2002 - June 4, 2003

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

April 30, 2001 - March 22, 2002

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

November 29, 2000 - May 1, 2001

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

January 22, 1999 - November 28, 2000

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

June 12, 1996 - January 22, 1999

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

July 9, 1991 - June 6, 1996

THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY

CRD#: 647

WORCESTER, MA

Past

May 25, 1989 - December 31, 1990

G. R. PHELPS & CO., INC.

CRD#: 173

Past

October 27, 1986 - August 30, 1988

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

Past

April 19, 1985 - August 30, 1988

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/16/2025)

District of Columbia
(1/16/2025)

Florida
(11/15/2024)

Louisiana
(7/16/2025)

Maine
(1/16/2025)

Maryland
(7/9/2025)

Massachusetts
(11/14/2024)

IAR

Massachusetts
(11/14/2024)

New Hampshire
(11/14/2024)

New York
(12/6/2024)

Virginia
(11/14/2024)

IAR

Virginia
(4/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/27/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/18/1985

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Mcnamara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Mcnamara's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Robert James Mcnamara's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

ALLSTATE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

LOCUST STREET SECURITIES, INC.

MONY SECURITIES CORPORATION

LOCUST STREET SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

NATIONAL PLANNING CORPORATION

THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY

G. R. PHELPS & CO., INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/1987

SIE

Date: 10/1/2018

Series 6

Date: 4/18/1985

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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