Raymond S. Morgosh
Professional summary
Raymond Scott Morgosh is a registered financial advisor currently at 10 STAR ASSET MANAGEMENT located in Carlsbad, California.
Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Raymond has worked at 4 firms and has passed the Series 65, Series 63, Series 5, Series 15, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Scott Morgosh's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2008 - Present
10 STAR ASSET MANAGEMENT
Office #1: 5800 Armada Drive Suite 110, Carlsbad, CA 92008January 1, 2008 - April 2, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - April 2, 2008
WELLS FARGO CLEARING SERVICES, LLC
August 18, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
August 17, 2005 - January 3, 2008
A. G. EDWARDS & SONS, INC.
July 8, 1997 - August 29, 2005
MORGAN STANLEY DW INC.
June 19, 1985 - August 29, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/27/2008)
Exams
Series 5
Date: 10/25/1994
Interest Rate Options ExaminationSeries 15
Date: 2/2/1994
Foreign Currency Options ExaminationCurrent Firm
10 STAR ASSET MANAGEMENT
CRD#: 145873 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 33,400,000 |
Red Flags
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