Cathy L. Helmuth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cathy Leigh Helmuth, who also goes by Lizette Helmuth, Helmuth, Cathy Leigh Mumford, Lizette Mumford, was a registered financial professional .
Cathy is a previously registered financial professional and started their career in finance in 1994. Cathy had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2004 - May 17, 2005
OLD MUTUAL INVESTMENT PARTNERS
November 9, 1994 - August 2, 2002
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
OLD MUTUAL INVESTMENT PARTNERS
CRD#: 44916 / SEC#: , 8-50875
Contact information
Documents
Red Flags
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