Henry F. Gurley
Professional summary
Henry Fraser Gurley III, who also goes by Henry F Gurley III, Jay Gurley III, Jay Gurley, is a registered financial professional currently at BOUSTEAD SECURITIES, LLC located in Irvine, California and SUTTER SECURITIES INCORPORATED located in Irvine, California.
Henry is registered as a RR (Registered Representative) and started their career in finance in 1986. Henry has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry Fraser Gurley III's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2016 - Present
BOUSTEAD SECURITIES, LLC
Office #1: 6 Venture Suite 395, Irvine, CA 92618February 3, 2021 - Present
SUTTER SECURITIES INCORPORATED
Office #1: 6 Venture, Suite 395 Suite 395, Irvine, CA 92618May 31, 2016 - July 1, 2016
INDEPENDENT BROKERAGE SOLUTIONS LLC
January 21, 2016 - May 18, 2016
NEWPORT COAST SECURITIES, INC.
March 9, 2004 - January 19, 2012
NEWPORT COAST SECURITIES, INC.
May 9, 1992 - February 27, 2004
EAST SHORE PARTNERS, INC.
January 2, 1989 - May 14, 1992
GRUNTAL & CO., L.L.C.
November 1, 1988 - December 21, 1988
BLUESTONE CAPITAL CORP.
April 19, 1988 - October 17, 1988
MURIEL SIEBERT & CO., LLC
March 10, 1986 - December 21, 1988
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/20/2023)
(1/11/2022)
(8/3/2016)
(4/27/2021)
(10/27/2020)
(12/14/2020)
(1/11/2022)
(1/11/2022)
(1/11/2022)
(1/11/2022)
(1/11/2022)
(4/5/2021)
(1/11/2022)
(1/11/2022)
(3/29/2021)
Exams
FINRA
Current Firm
SUTTER SECURITIES INCORPORATED
CRD#: 30770 / SEC#: , 8-45158
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS) | SHAREHOLDER | |
| BULL, ROBERT LEE IV | FINOP | 1521134 |
| CHOMATIL, NEHRU SUBRAMANIAN | CHIEF COMPLIANCE OFFICER | 2342004 |
| MALEY, ROBERT ANDREW | EXECUTIVE VICE PRESIDENT | 2442794 |
| MATTHEWS, GILBERT ELLIOTT | SR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN | |
| SMITH, LINCOLN JOSEPH JR | PRESIDENT, CEO | 2501422 |
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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