Scott W. Salisbury

EAGLE STRATEGIES LLC

MINT HILL, NC 28227

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CRD#: 1358999

Professional summary

Scott Wayne Salisbury is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Mint Hill, North Carolina and NYLIFE SECURITIES LLC located in Mint Hill, North Carolina.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Scott has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[OPERATING UNDER THE DBA NAME OF SWS FINANCIAL GROUP, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CHARLOTTE, NC; START DATE: 05/2016] [Mint Hill Chamber of Commerce; Board member for the Chamber of Commerce in Mint Hill, the town where I live. I have been a Member of the Chamber for 11 years and was recently nominated to be one of nine person board to help plan Chamber activities throughout the year.; 7900 Matthews-Mint Hill Rd Bldg. 2 Ste. B, Mint Hill, NC 28227; Start Date 01/2020; Role/Title: Board Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours][APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 7900 Matthews Mint Hill Rd. Suite 115, Mint Hill, NC 28227; Start Date 01/2015; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Wayne Salisbury's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2015 - Present

EAGLE STRATEGIES LLC

Office #1: 7900 Matthews-mint Hill Road Suite 115, Mint Hill, NC 28227

RIA

CRD#: 110826

MINT HILL, NC

Current

May 21, 2009 - Present

NYLIFE SECURITIES LLC

Office #1: 7900 Matthews-mint Hill Road Suite 115, Mint Hill, NC 28227

CRD#: 5167

Mint Hill, NC

Past

October 1, 1999 - August 20, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 28, 1995 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

March 25, 1994 - May 10, 1995

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

December 1, 1992 - March 25, 1994

REICH & CO., INC.

CRD#: 19611

Past

August 12, 1992 - December 1, 1992

REICH & CO., INC.

CRD#: 3148

Past

August 31, 1988 - July 23, 1992

PRINCETON SECURITIES CORPORATION

CRD#: 21613

SYOSSET, NY

Past

February 12, 1987 - September 7, 1988

GRAYSTONE NASH, INC.

CRD#: 10635

Past

April 23, 1985 - February 25, 1987

H.J. MEYERS & CO., INC.

CRD#: 15609

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/20/2024)

Florida
(5/8/2017)

New York
(11/28/2017)

North Carolina
(5/29/2009)

IAR

North Carolina
(6/17/2015)

South Carolina
(8/13/2009)

Texas
(3/17/2017)

Virginia
(3/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/13/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/20/2009

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/1988

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott W. Salisbury

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Wayne Salisbury's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

OPPENHEIMER & CO. INC.

REICH & CO., INC.

REICH & CO., INC.

PRINCETON SECURITIES CORPORATION

GRAYSTONE NASH, INC.

H.J. MEYERS & CO., INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2015

Series 63

Date: 5/13/2009

SIE

Date: 10/1/2018

Series 7

Date: 4/24/2014

Series 6

Date: 5/20/2009

Series 24

Date: 12/8/1988

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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