John P. Purdy
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
PARK RIDGE, IL
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CRD#: 1358482
Professional summary
John P Purdy, CFA, who also goes by Jack Purdy, John Patrick Purdy, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Park Ridge, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Chicago, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 8 exams.
Biography
I am a Financial Consultant with over 30 years of experience at Fidelity Investments. I have vast experience in all aspects of investing and planning with Fidelity's resources available to me and my team..
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Purdy | John Patrick Purdy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John P Purdy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Loyola University
Bachelor of Business Administration - Finance
1981
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: One North Lasalle Street, Chicago, IL 60602RIA
CRD#: 104555
PARK RIDGE, IL
Current
March 30, 1987 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One North Lasalle Street, Chicago, IL 60602BD
CRD#: 7784
Chicago, IL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CHICAGO, IL
Past
August 9, 1998 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CHICAGO, IL
Past
November 4, 1986 - March 30, 1987
SAUERMAN INVESTMENTS, INC.
BD
CRD#: 18017
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/1998)
RR
California(9/25/1995)
RR
Colorado(2/7/1996)
RR
Connecticut(1/2/2009)
RR
Florida(7/26/1988)
RR
Georgia(1/2/2009)
RR
Idaho(2/12/2021)
RR
Illinois(3/30/1987)
IAR
Illinois(3/31/2025)
RR
Indiana(3/30/1987)
RR
Iowa(7/13/1988)
RR
Kansas(1/11/2021)
RR
Kentucky(9/23/2019)
RR
Louisiana(1/30/2009)
RR
Maryland(1/2/2009)
RR
Massachusetts(3/19/1998)
RR
Michigan(7/25/1988)
RR
Minnesota(1/5/2000)
RR
Missouri(3/21/2000)
RR
Montana(3/12/2003)
RR
Nebraska(8/8/2020)
RR
Nevada(3/16/1995)
RR
New Jersey(1/5/2018)
RR
New Mexico(1/3/2011)
RR
New York(9/25/1995)
RR
North Carolina(4/19/1999)
RR
Ohio(1/29/1999)
RR
Oregon(9/9/2014)
RR
Pennsylvania(9/15/2000)
RR
South Carolina(1/10/2000)
RR
South Dakota(8/17/2017)
RR
Tennessee(1/2/2009)
RR
Texas(1/13/2000)
IAR
Texas(3/31/2025)
RR
Utah(4/23/2020)
RR
Vermont(9/29/2023)
RR
Virginia(1/2/2004)
RR
Washington(7/13/2001)
RR
Wisconsin(3/31/1987)
RR
Wyoming(9/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/18/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Park Ridge, ILTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
