Frederick S. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Seville Hunt III, who also goes by Frederick Seville Hunt, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1985. Frederick had worked at 7 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 1992 - May 8, 1992
CAPITAL BROKERAGE CORPORATION
October 26, 1990 - October 4, 1991
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
September 20, 1990 - October 2, 1991
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
March 22, 1989 - November 18, 1989
ANDREW ALEN SECURITIES, INC.
December 12, 1988 - March 13, 1989
HUBERMAN SECURITIES CORP.
September 7, 1988 - December 3, 1988
B C FINANCIAL CORPORATION
April 26, 1985 - September 23, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL BROKERAGE CORPORATION
CRD#: 10465 / SEC#: , 8-26614
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
