Fredrick J. Robinson

O'HAGAN GROUP

MORRIS, IL 60450

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CRD#: 1358288

Professional summary

Fredrick James Robinson, who also goes by Fredrick J Robinson, is a registered financial advisor currently at O'HAGAN GROUP, INC. located in Morris, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Morris, Illinois.

Fredrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Fredrick has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fredrick J Robinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE O'HAGAN GROUP. Investment Related. Located at 105 W Washington Street, Morris, IL 60450. Nature - RIA. Position - Chief Compliance Officer. Start - 10/2012. 120 hours per month, 120 hours during trading hours. Duties - Actively Managing client's fee based accounts. 2) ROBINSON FARMS. Not Investment Related. Located at 105 W Washington Street, Morris, IL 60450. Nature - Grain farming. Position - Farmer. Start - 1992. 10 hours per month, 5 hours during trading hours. Duties - plant and harvest 320 acres of corn and soybeans. 3) FRED ROBINSON TAX. Not Investment Related. Located at 105 W Washington Street, Morris, IL 60450. Nature - Individual Income Tax Preparation. Position - Tax Preparer. Start - 02/1994. 10 hours per month, 10 hours during trading hours. Duties - Prepare and file individual income taxes. 4) FIXED INSURANCE. Investment Related. Located at 105 W Washington Street, Morris, IL 60450. Nature - Fixed/ Traditional Insurance. Position - Agent. Start - 10/2021. 2 hours per month, 2 hours during trading hours. Duties - Sales of Fixed / Traditional Insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fredrick James Robinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2021 - Present

O'HAGAN GROUP, INC.

Office #1: 105 W Washington Street, Morris, IL 60450

RIA

CRD#: 315389

MORRIS, IL

Current

October 1, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 105 W Washington St, Morris, IL 60450

CRD#: 35747

Morris, IL

Past

November 6, 2020 - September 30, 2021

ARBOR POINT ADVISORS

RIA

CRD#: 165127

MORRIS, IL

Past

November 6, 2020 - September 30, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Morris, IL

Past

January 19, 2016 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

Morris, IL

Past

September 30, 2013 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

Morris, IL

Past

January 18, 2013 - December 31, 2013

PKS ADVISORY SERVICES, LLC

RIA

CRD#: 125648

MORRIS, IL

Past

January 2, 2013 - January 15, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MORRIS, IL

Past

July 24, 2012 - December 31, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

MORRIS, IL

Past

September 8, 2009 - December 31, 2012

LPL FINANCIAL LLC

CRD#: 6413

MORRIS, IL

Past

December 5, 1990 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

MORRIS, IL

Past

June 6, 1985 - January 10, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

June 6, 1985 - January 10, 1991

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

O'HAGAN GROUP, INC.

CRD#: 315389 / SEC#: 801-121753

RIA

Registered Investment Advisory firm - (7/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/1/2021)

Florida
(1/10/2025)

Georgia
(10/1/2021)

IAR

Illinois
(9/30/2021)

Illinois
(10/1/2021)

Pennsylvania
(10/1/2021)

Texas
(10/1/2021)

Wisconsin
(10/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/4/1985

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

O'HAGAN GROUP, INC.

CRD#: 315389 / SEC#: 801-121753

RIA

Registered Investment Advisory firm - (7/15/2021 Approved)

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Contact information

Main Address

1429 West Broad Street, Bethlehem, PA 18018

Mailing Address

Phone number

(610) 625-8855

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR THE O'HAGAN GROUP (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,422
AUM (Assets Under Management)	$ 1,021,872,212

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/06/2025	Cover Page	Report
09/26/2024	Cover Page	Report
10/06/2023	Cover Page	Report
10/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Fredrick J. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fredrick James Robinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

PKS ADVISORY SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

O'HAGAN GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2012

Series 63

Date: 9/23/1986

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1987

Series 6

Date: 6/4/1985

FINRA

Current Firm

O'HAGAN GROUP, INC.

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

O'HAGAN GROUP, INC.

TRUST BUT VERIFY

Contact information

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