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LG

Lewis I. Goldman

CAVU SECURITIES
RED BANK, NJ 07701
CRD#: 1357745
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LG
Lewis Ira GoldmanCAVU SECURITIES

Professional summary

Lewis Ira Goldman, who also goes by Lewis I Goldman, is a registered financial professional currently at CAVU SECURITIES LLC located in Red Bank, New Jersey.

Lewis is registered as a RR (Registered Representative) and started their career in finance in 1985. Lewis has worked at 16 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lewis I Goldman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lewis Ira Goldman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2026 - Present

CAVU SECURITIES LLC

Office #1: 331 Newman Springs Rd Suite 320, Red Bank, NJ 07701
BD
CRD#: 6906
RED BANK, NJ
Past

January 25, 2016 - August 2, 2021

FOX CHASE CAPITAL PARTNERS, LLC

BD
CRD#: 104087
SPRINGFIELD, NJ
Past

May 1, 2013 - January 19, 2016

FIRST LIBERTIES FINANCIAL

BD
CRD#: 14432
TAMPA, FL
Past

May 25, 2011 - May 30, 2012

ACGM, INC.

BD
CRD#: 29705
NEW YORK, NY
Past

September 16, 2010 - May 25, 2011

COHEN & COMPANY CAPITAL MARKETS, LLC

BD
CRD#: 144981
NEW YORK, NY
Past

April 23, 2010 - October 1, 2010

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 104002
NEW YORK, NY
Past

September 6, 2006 - May 3, 2010

PALI CAPITAL, INC.

BD
CRD#: 117783
BOCA RATON, FL
Past

June 28, 2004 - May 2, 2006

FINACORP SECURITIES

BD
CRD#: 41569
NEW YORK, NY
Past

October 18, 2001 - January 29, 2004

NATIVE AMERICAN SECURITIES COMPANY, INC.

BD
CRD#: 104288
NEW YORK, NY
Past

March 29, 2001 - December 31, 2003

AMERICAN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 44803
NEW YORK, NY
Past

March 20, 2000 - July 2, 2004

DUPONT SECURITIES GROUP, INC.

BD
CRD#: 42305
NEW YORK, NY
Past

July 25, 1996 - April 28, 1999

NEWEDGE USA, LLC

BD
CRD#: 36118
CHICAGO, IL
Past

November 30, 1993 - March 24, 1995

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

January 5, 1993 - November 29, 1993

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.

BD
CRD#: 4341
NEW YORK, NY
Past

February 13, 1989 - February 17, 1993

SBC WARBURG, INC.

BD
CRD#: 23745
NEW YORK, NY
Past

April 27, 1988 - March 9, 1989

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.

BD
CRD#: 4341
NEW YORK, NY
Past

November 19, 1985 - May 4, 1988

CITICORP SECURITIES, INC.

BD
CRD#: 7474

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/3/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/4/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/4/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CAVU SECURITIES LLC
CAVU SECURITIES LLC | POINT CAPITAL MARKETS, LLC | POINT CAPITAL MARKETS, INC. | JOHN M. CUNNINGHAM INC. | JOHN M, CUNNINGHAM, INC

CRD#: 6906 / SEC#: , 8-18428

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
777 Third Avenue Suite 2102, New York, NY 10017
Mailing Address
777 Third Avenue Suite 2102, New York, NY 10017
Phone number
(212) 916-3840
Established
Delaware since 08/02/2010
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GPAR HOLDINGS I, LLCSHAREHOLDER
FLORIDA CAVU, LLCSHAREHOLDER
LOHWATER, KARL WILLEMFINANCIAL AND OPERATIONS PRINCIPAL2684561
MEDINA, NICOLAS ETTORECHIEF COMPLIANCE OFFICER2413385
PARSONS, GREGORY ALLENPRESIDENT, CEO,3148868

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAVU SECURITIES LLC

CRD#: 6906Red Bank, NJ 07701

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