Bonnie L. Paterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bonnie Lee Paterson, who also goes by Bonnie Lee Baptie, Bonnie Lee Baptiedubois, was a registered financial professional .
Bonnie is a previously registered financial professional and started their career in finance in 1985. Bonnie had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2010 - October 1, 2020
BPU INVESTMENT MANAGEMENT INC.
August 9, 2005 - May 13, 2009
UBS FINANCIAL SERVICES INC.
May 27, 2004 - July 25, 2005
HEFREN-TILLOTSON, INC.
July 19, 1999 - June 17, 2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC
January 1, 1999 - July 23, 1999
A. G. EDWARDS & SONS, INC.
February 12, 1997 - December 21, 1998
DREYFUS INVESTMENT SERVICES COMPANY, LLC
December 8, 1987 - February 4, 1997
PRUDENTIAL EQUITY GROUP, LLC
April 23, 1985 - December 11, 1987
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BPU INVESTMENT MANAGEMENT INC.
CRD#: 17058 / SEC#: 801-60229, 8-34979
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
