Marc D. Devorsetz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc David Devorsetz, who also goes by Marc Devorsetz, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1985. Marc had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2014 - January 27, 2015
PEX GLOBAL INC.
June 15, 2011 - September 14, 2011
JUNIPER CAPITAL GROUP, LLC
June 7, 2011 - July 5, 2013
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC
September 15, 2008 - June 7, 2011
JUNIPER CAPITAL GROUP, LLC
April 23, 1985 - May 23, 2007
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 8/13/1986
Foreign Currency Options ExaminationCurrent Firm
PEX GLOBAL INC.
CRD#: 153131 / SEC#: , 8-68505
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
