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KH

Katherine Anne Hill Ritchie

CRD# 4550678·Registered 2004 - 2023
Previously Registered: Being a previously registered professional could mean that Katherine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Katherine Anne Hill Ritchie, who also goes by Katherine Anne Hill, was a registered financial advisor. Katherine was a previously registered financial professional and started their career in finance 2004 - 2023. Katherine had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Katherine Anne Hill

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

SHARENETT SECURITIES LLC·CRD# 151011
BD
New York, NY
May 1, 2020 - March 15, 2023
ALPHASOURCE CAPITAL SECURITIES LLC·CRD# 145875
BD
East Quogue, NY
December 7, 2015 - March 28, 2018
DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038
BD
New York, NY
July 10, 2015 - November 19, 2015
PEX GLOBAL INC.·CRD# 153131
BD
New York, NY
February 26, 2014 - June 16, 2015
WEDGE ALTERNATIVES LLC·CRD# 141532
BD
London
March 12, 2007 - April 19, 2007
CHANNEL CAPITAL GROUP LLC·CRD# 118697
BD
New York, NY
January 30, 2004 - March 1, 2006

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Current Firm

SS
SHARENETT SECURITIES LLC

MORNINGSIDE SECURITIES, LLC | SHARENETT SECURITIES LLC

CRD#: 151011 / SEC#: 8-68326
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

575 Fifth Avenue, Suite 17-119, New York, NY 10017

Mailing Address

575 Fifth Avenue 14th Floor, New York, NY, 10017

Phone Number

(917) 302-6984

Established

New York since 02/25/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SHARENETT HOLDINGS LLCOWNER—
DOLEZAL, PETER MARTINCEO/PRESIDENT/CCO4119021
FIALA, ANGELA MARIAPOO5163386
MASTERS, KEVIN CRAWFORDFINOP/PFO2730013

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2020About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2014About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2014About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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KH
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