Juan C. Gonzalez
Professional summary
Juan Carlos Gonzalez, who also goes by J C Gonzalez, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in San Antonio, Texas.
Juan is registered as a RR (Registered Representative) and started their career in finance in 1986. Juan has worked at 5 firms and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Juan Carlos Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2021 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 9830 Colonnade Blvd Ste 250, San Antonio, TX 78230November 11, 2010 - December 31, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 25, 2005 - December 31, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
July 5, 2004 - January 3, 2005
AFS BROKERAGE, INC.
October 9, 1986 - April 2, 2002
USAA INVESTMENT SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2022)
Exams
Series 6TO
Date: 11/2/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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