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Kimberly Bodell Germ-cramer

CRD# 1356758·Registered 1985 - 2022
Previously Registered: Being a previously registered professional could mean that Kimberly is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kimberly Bodell Germ-cramer, who also goes by Kim Cramer, Kimberly B Cramer, Kimberly Bodell Cramer, was a registered financial advisor. Kimberly was a previously registered financial professional and started their career in finance 1985 - 2022. Kimberly had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kim Cramer, Kimberly B Cramer, Kimberly Bodell Cramer

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

Past

ALTERNATIVE ACCESS CAPITAL, LLCPast·CRD# 129469
BD
San Rafael, CA
January 11, 2011 - June 29, 2022
B. RILEY SECURITIES, INC.Past·CRD# 25027
BD
Arlington, VA
November 3, 1989 - December 2, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025
BD
St. Louis, MO
July 24, 1989 - November 11, 1989
HERITAGE FINANCIAL INVESTMENTS CORPORATIONPast·CRD# 15767
BD
June 28, 1989 - August 4, 1989
JOHNSTON, LEMON & CO. INCORPORATEDPast·CRD# 473
BD
Washington, DC
December 11, 1985 - July 6, 1989

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Current Firm

AA
ALTERNATIVE ACCESS CAPITAL, LLC

ALTERNATIVE ACCESS CAPITAL, LLC

CRD#: 129469 / SEC#: 8-66226
BD
Terminated by SEC on 07/26/2026

Contact Information

Established

Delaware since 07/25/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CRAMER, DOUGLAS ARTHURPRESIDENT/COO/CCO/MEMBER2242350
BEATON, DANIEL STEWARTFINOP/CFO4240769

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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